“That's the No. 1 complaint we hear — the [database] doesn't allow for any grouping or aggregation of the data,” said Mr. Alfred, who, along with Mr. Siedle, charges that Finra has stymied efforts to ...
Early last week the Financial Industry Regulatory Authority (FINRA) rolled out a multi-million dollar ad campaign promoting its online research tool called “BrokerCheck.” BrokerCheck is free online ...
The Financial Industry Regulatory Authority on Wednesday announced that it has added features to BrokerCheck to make the database more user friendly. Several changes implemented by Finra were based on ...
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